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4 Common Compliance Issues You Might Be Missing

October 13, 2020 by Paul Schwegler

Information security is on every business’s radar these days. Data drives so much of what we do. Looking to contain the risks, many sectors have established IT compliance regulations. Whether meeting a standard or not, don’t overlook these common areas of concern.

Governments and regulatory agencies have established compliance standards for the financial, legal, healthcare, and energy sectors. Other organizations abide by best practices for data protection and improving system security. Whether mandated or not, the goals remain similar:

  • Improve security protocols.
  • Identify vulnerabilities.
  • Prevent breaches.
  • Reduce losses.
  • Increase access control.
  • Educate employees.
  • Maintain customer trust.

Shortcomings can mean compliance concerns, industry fines, customer churn, and brand reputation damage. Being proactive about these four common issues can benefit companies in any industry sector.

Common Issues that Thwart Compliance

Companies with Bring Your Own Device (BYOD) policies save $350 annually per employee, according to CISCO, but cost savings aren’t the only reason organizations are embracing BYOD. Letting people use personal mobile devices at work improves productivity and engages employees.

Yet allowing BYOD in the work environment can make the organization more vulnerable. There is greater risk of:

  • spread of malicious applications or viruses;
  • employees accessing business materials using unsecured Wi-Fi;
  • people who have left the company continuing to have access to proprietary systems.
  • None of these are good from a compliance point of view.

Personal portable devices may not have the same access controls as business computers, which makes them more vulnerable if lost or stolen.

This brings us to a second common compliance concern: physical security. A business may do a brilliant job of securing its devices on-site. It has firewalls, patches security regularly, and asks employees to update passwords, but what happens if a laptop, mobile phone, or USB drive is stolen or lost?

All devices accessing business systems and networks from off-site should use encryption. With remote monitoring and management, IT staff can control security configurations regardless of the end-user environment. Mobile device management allows your IT team to secure, locate, or erase any mobile device used for business.

Counting on Others for Compliance

Another area of concern is third-party connections. Again, your business may be top of the class as far as the five core functions of cybersecurity – Identify, Protect, Detect, Respond, and Recover – are concerned, but what if your vendor’s security isn’t up to snuff.

Do you have business partners that are storing your sensitive data? Or does a supplier have access to personally identifying customer or employee information? Third-party risk is a real thing – ask Target. Cybercriminals stole data for 40 million debit and credit cards via the retailer’s HVAC company.

Cybercriminals could use a third party’s lax security to target you. Make sure that your vendors are taking cybersecurity as seriously as you do.

Even in your own business environment, cut the number of people who have access to sensitive data. Obviously, you’ve hired people you think you can trust, but you can still better ward off the insider cybersecurity threat by:

  • educating employees about the importance of strong passwords, securing devices, and physical security;
  • informing people about social engineering (e.g. phishing emails or fraudulent business communications);
  • limiting personnel access to data, network, or systems based on necessity;
  • having a policy to revoke access permissions and reclaim devices from any employee leaving the company.

Ensuring compliance takes technological know-how and awareness of the evolving threat landscape. This vigilance, communication, and education require time and effort. Put the right policies and procedures in place with our help. Contact us today at (515)422-1995!

Filed Under: Business, Security, Tips Tagged With: business, Compliance, security

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Are You Doing Your IT Due Diligence?

October 6, 2020 by Paul Schwegler

The words “due diligence” may make you think of a courtroom drama on television. Surely, that’s something only lawyers have to worry about? Not so fast. Due diligence is something your business can be doing, too. Are you covering the basics?

Due diligence is about taking care and being cautious in doing business. It extends to how you manage your technology, too. You may think you’re immune to a data breach or cyberattack, but cybercriminals can target you regardless of business size or industry sector.

Depending on your industry, you may even have compliance or regulatory laws to follow. Some insurance providers also expect a certain level of security standards from you. The costs associated with these cyber incidents are increasing, too. Don’t leave your business vulnerable.

What due diligence involves

Technological due diligence requires attention to several areas. Generally, you’ll need to show the following:

  1. Each staff member has a unique login. Require complex, distinct passwords. Educated your people to protect these (e.g. not write them on stickie notes that sit on their desktop).
  2. You have a process in place for regular data backup. We recommend a 3-2-1 backup strategy. Keep three copies of your business data. One on the cloud with the other two on different devices (e.g. on your local computer and on a backup USB drive).
  3. You patch and upgrade security consistently. Ignoring those reminders and waiting for the next release is risky.
  4. You’ve installed antivirus software. You won’t know your computers are infected until it’s too late. Be proactive.
  5. Email filtering is in place. These filters help protect your business from spam, malware, phishing, and other threats.
  6. You have installed firewalls to monitor and control ingoing and outgoing network traffic.
  7. You limit user access. Instead of giving everyone full access, set conditions based on role and responsibility. This approach minimizes vulnerabilities.
  8. There are physical security procedures to limit access to your environment. You might install security cameras, fence a perimeter, and require RFID scanning in protected areas.
  9. If your company lets employees use their own phones, laptops, or tablets, have a Bring Your Own Device (BYOD) policy in place. Installing mobile device management software is useful, too (and we can help with that!)
  10. You test your security, too. You can’t take a set-and-sit approach to securing your network, systems, and hardware. Ongoing testing will help you identify risks, repair vulnerabilities, and protect your business.

It can also help you to prove that you’re being diligent by:

  • keeping copies of any training provided and employee handbook messaging;
  • updating your organizational chart regularly;
  • vetting contractors/vendors before granting them access;
  • having a policy in place that quickly denies access to any former employees;
  • inventorying all devices on your network.

IT due diligence protects your business. Meeting these security standards can also cut costs and preserve your brand reputation. Demonstrating vigilance helps you avoid hefty compliance or regulatory fines and fight litigation. In the event of legal action, you’ll also want to prove the efforts you made. So, be sure to thoroughly document all IT security efforts.

Due diligence doesn’t have to be difficult. Our experts can help you determine the best preventative measures for your organization. Some business risks will pay off, sure, but when it comes to your IT, caution will have the best results.

Filed Under: Business, Security, Tips Tagged With: business, Compliance, security

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Preparing Your Business Tech to Start the New Year

January 28, 2020 by Paul Schwegler

The start of a new year is a challenging time for businesses. It can be a good time to reflect on the wins and losses of the previous twelve months. It’s also an excellent time to take stock and evaluate what your business needs to go forward.

IT demands move at a staggering speed, meaning last year’s tech may not fit next year’s needs.

The new year can bring major change to both the business and the environment it operates in. Regulations, contract terms, and seasonal spending habits mean that adaptations have to be made for continued growth.

A smart business knows how and where to incorporate flexibility to win more business and adapt to a new environment. As we move into the new year, there are fundamental questions we should ask about our IT to ensure we are ready to tackle the next twelve months too.

Is Your Hardware Still Up to The Task?

Businesses are often challenged by their client’s demand for files that seem to continually increase in size and resolution. The storage needed to handle, use, and archive these enormous files appears to grow at a near exponential rate.

Every device today is capable of capturing more data at a higher resolution than ever before. Huge data needs have become the new standard.

The expectation of bigger and bigger data is only set to continue as we progress into another new year. Many clients expect, or demand, exceptional quality from professional services and with a fast turnaround time too.

These competing demands put as much strain on network hardware and computing power as they do physical storage. One of the most important things a business can do when reviewing IT demands is to ensure there are no bottlenecks in the productivity pipeline.

Is Your Backup Reliable and Ready?

Almost every business in the modern day has learned enough to put a backup in place. Whether simply transferring files manually to USB storage, copying documents over to a local server, or saving media to the cloud. However, not every business is testing their backups. Fewer still are testing them reliably.

A backup is only as good as what we know can be reliably restored from it. Cases have emerged where big-name firms had famously believed they were backing up successfully for months or years, only to find out their backup was failing when they really needed it.

Whether impacted by missing assets, unable to transfer files, or affected by corrupt data, an untested backup may be as useful as not having any backup at all. A critical goal for the safety and reliability of any business should be to have dependable backups that are tested at regular intervals.

Is Your Compliance Still Up to Date?

Nearly every business in the world has compliance and regulations standards it must adhere to if it is to keep its position in the marketplace. These may be industry specific such as medical or automotive certifications, or regional protections such as data protection regulations.

Requirements for each of these areas change regularly. It is up to each firm to keep on top of both changes to rules and changes to the firm which may impact them.

Changing IT can often impact certifications in a big way. Many feature rules which affect storage, processing, or altering the way in which data is used; it’s essential to check your usage against strict requirements relevant to your business.

While time-consuming and difficult, these checks require a strong knowledge of both the rules and your IT system. The penalties for failure can be severe and crippling. It is a critical area of the firm you can’t afford to get wrong.

If you are looking to boost your business in the new year, check up on your systems and technology, or dust up your certifications to the latest standard: there’s never a better time than now.

Give us a call at (515)422-1995 to get your new year off to a flying start.

Filed Under: Business, Maintenance Tagged With: backup, Compliance, hardware

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